posts by admin - 22/22 - Beacon Hill Investment Advisory, LLC

Tax Time! Get Your IRAs Funded

Featured in Beacon Hill Investment Advisory Newsletter (Spring ’09) Tax Time! Get Your IRAs Funded By John Beneviat April Fools and Tax Day, too much fun for one month! We know this information is not new to you but we hope the timing may motivate you to do things if you have not. If you …

Read more

Roth IRA Conversion Opportunity – Lower your future taxes!

Do You . . . Believe your income may increase in the future? Believe your tax rate may increase in the future? Have more than 10 years before you’ll be withdrawing money from your IRA? Then … Learn how to minimize your future taxes, grow your nest egg, and pass your estate on to your heirs more efficiently …

Read more

Reasonable Contract or Agreement Under Section 408(b)(2) – Fee Disclosure

FEE DISCLOSURE Reasonable Contract or Agreement Under Section 408(b)(2) – Fee Disclosure A Brief Synopsis: July 23, 2010 Current Status: Passed on 7/15/2010 Affects : 1.) Fiduciary or Registered Investment Advisors 2.) Brokers and record keepers (and others) 3.) Plan Sponsors Disclosures Required: 1.) To be in writing 2.) Description of services provided and all …

Read more

Revenue Sharing Arrangements

Revenue Sharing Arrangements

(aka “Payment for Shelf Space”)

This is a common practice amongst brokerage firms where mutual fund companies that pay the brokerage firm get preference in their sales efforts.

Some brokerage firms will continue to offer the funds of non-paying mutual fund families- but will not allow the mutual fund wholesalers to interact with their staff. Some brokerage firms will simply not give non-paying mutual fund companies training materials to their brokers. In essence, this “payment for shelf space” is a payment that the funds must pay for the brokerage firms to push their product, which is eventually

Read more
Page 22 of 22« First...10«1819202122